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  • 北京快乐8开奖结果和值:File a Complaint or Report Suspicious Business Practices

    北京快乐8官方走势图 www.hl747.com Investor confidence is crucial to the success of the derivatives markets, and the best way to ensure investor confidence is to demand the highest levels of integrity of all market participants and intermediaries.

    If you believe that an NFA Member has treated you improperly or has improper business practices, NFA strongly encourages you to file a complaint using the online form below. Including as much information as possible when filing a complaint will help NFA identify potential violations. You can use NFA's BASIC system to obtain NFA membership information for firms and individuals.

    If you would like to file your complaint in paper form, you may download the printable complaint form and fax or mail it to NFA at the address noted at the end of the form.

    Please Note! If you close your browser window or leave the page prior to submitting your complaint, your information will not be saved.
    Questions featuring an asterisk (*) must have a response in order for your complaint to be submitted.

    DESCRIBE YOUR COMPLAINT



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    NFA IDClick here to search for firm
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    NFA ID: {{ind.nfaID}} Name:
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    Detailed summary is required.

    Filing this complaint will not provide you with any monetary relief. However, if you are interested in attempting to recover your investment, you can obtain information about NFA’s Arbitration Program.

    Self-Directed (Non-Discretionary)
    i.
    List the futures commission merchant (FCM)/ forex dealer member (FDM)/ retail foreign exchange dealer (RFED) that holds your funds. Enter the firm's full name as it appears on the top of your trading account statement. Click here to search for firm This field is required.
    Managed (Discretionary)
    i.
    Enter the name of the broker or third party who managed your account: Click here to search for firm This field is required.
    ii.
    List the futures commission merchant (FCM)/ forex dealer member (FDM)/ retail foreign exchange dealer (RFED) that holds your funds. Enter the firm's full name as it appears on the top of your trading account statement. Click here to search for firm This field is required.
    Pooled Investment Vehicle (Commodity Pool)
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    Name of pool: Click here to search for pool
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    Commodity Futures Trading Commission (CFTC)
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    Other description field is required.

    {{opt.text}}
    - A maximum of 10 files, no greater than 10MB each, can be uploaded.
    - Only files with the following extensions are permitted: .pdf, .jpg, .doc, .docx, .xls, .xlsx

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    Be aware that by electing to file your complaint anonymously, you will significantly impact NFA's ability to investigate your complaint as we will be unable to contact you for additional information. Are you sure you want to remain anonymous?
    Name * Name field is required.
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    Record added successfully! X (Auto closes in {{60 - message3}} )

    Name:
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    Are you currently an NFA Member? YES
    {{contactinfo.text5}}
    Are you currently an NFA Member? NO
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    Have you ever been an NFA Member? NO
    Name * Name field is required.
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    Thank you for submitting your complaint to NFA.

    A member of NFA's Compliance Department will contact you detailing additional steps you can take to help NFA further pursue your complaint.

    If you have any questions regarding your complaint, please contact NFA's Information Center at 312-781-1410 or 800-621-3570


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