• 黄金一代仍是主力 “金色太阳”能否再度登顶 2019-08-16
  • 女性之声——全国妇联 2019-08-12
  • 朝鲜播长篇“金特会”纪录片,称金正恩为“杰出的世界领袖” 2019-08-11
  • 海口琼州海峡轮渡码头迎来第一个客流高峰 铁警建议错峰出行 2019-08-11
  • 拥有大智慧的中国古人就把“子”和“女”结合在一体,造出一个会意字“好”字。一直就用这个“好”的感觉结果去衡量其它任何生存环境中的万物万事所给人的感觉。 2019-08-08
  • “改革开放40年山东教育成就展”启动 2019-08-06
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  • 央视某知名主持人辞职疑毕福剑 毕福剑到底去哪了? 2019-08-01
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  • 池州扶贫干部借“朋友圈”帮贫困户卖竹篮 2019-07-15
  • 我国知识产权综合发展指数高速增长 2019-07-15
  • 2017香港国际诗歌之夜即将启幕 各语种诗人香江论诗 2019-07-11
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  • 北京快乐8开奖结果和值:Electronic Filing Systems

    北京快乐8官方走势图 www.hl747.com Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's  filing systems, firms will need to designate a security manager. To ensure Members are able to access the systems, visit the system requirements page.

    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • All IBs can use EasyFile to file cybersecurity incident notices. Additionally, non broker-dealer IBs can use EasyFile to file audited and unaudited 1-FR-IB financial statements and enter and transmit notice filings.
    • Independent IBs that are broker-dealers may access WinJammer to enter and transmit notice filings and other financial statements (FOCUS filings).
    • Use the Anti-Money Laundering (AML) Procedures System to develop an AML procedure.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the Promotional Material Filing System to manage or submit promotional material to NFA for review.
    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • Use EasyFile (RDSS) to file documentation required to demonstrate compliance with Section 4s Implementing Regulations.
    • Access WinJammer to file risk exposure reports, notices of swap valuation disputes, Chief Compliance Officer Annual Reports and Business Continuity and Disaster Recovery Plan contact information.
    • Use EasyFile AP Statutory Disqualification Form Submission to file criminal and regulatory statutory disqualification forms for its associated persons (AP).
    • Access EasyFile (Risk Data Filing) to file monthly risk data reports.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the EasyFile Margin Model Submission System to submit a risk-based initial margin model (margin model), manage ongoing oversight of an approved margin model, or update a previously approved margin model.
    • Access EasyFile Notice Filings to file cybersecurity incident notices.
    • Use BASIC Case Entry (BASICDE) to maintain firm and individual records in NFA's BASIC system.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
  • 黄金一代仍是主力 “金色太阳”能否再度登顶 2019-08-16
  • 女性之声——全国妇联 2019-08-12
  • 朝鲜播长篇“金特会”纪录片,称金正恩为“杰出的世界领袖” 2019-08-11
  • 海口琼州海峡轮渡码头迎来第一个客流高峰 铁警建议错峰出行 2019-08-11
  • 拥有大智慧的中国古人就把“子”和“女”结合在一体,造出一个会意字“好”字。一直就用这个“好”的感觉结果去衡量其它任何生存环境中的万物万事所给人的感觉。 2019-08-08
  • “改革开放40年山东教育成就展”启动 2019-08-06
  • 邱进:“上海精神”代表国际关系正确方向 2019-08-01
  • 央视某知名主持人辞职疑毕福剑 毕福剑到底去哪了? 2019-08-01
  • 花生米-热门标签-华商生活 2019-07-21
  • 2017年国家社科基金重大项目部分阶段性成果概要 2019-07-21
  • 池州扶贫干部借“朋友圈”帮贫困户卖竹篮 2019-07-15
  • 我国知识产权综合发展指数高速增长 2019-07-15
  • 2017香港国际诗歌之夜即将启幕 各语种诗人香江论诗 2019-07-11
  • 上海医疗机构携手日喀则人民医院造福藏地民众 2019-07-11
  • 世界杯—凯恩补时绝杀独中两元 英格兰2 2019-07-05
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