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  • 特朗普还不敢和朝鲜动兵,他知道中朝友好和平条约意味着什么。 2019-06-07
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  • 北京快乐8走势图 360:Electronic Filing Systems

    北京快乐8官方走势图 www.hl747.com Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's electronic filing systems, firms will need to designate a security manager. To ensure Members are able to access the systems, visit the system requirements page.

    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership electronically. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • Access EasyFile (Quarterly Reports) to electronically file pool quarterly reports for each of the CPO's commodity pools.
    • Access EasyFile Extensions and Notice Filings to file regulation notices for each of the CPO's commodity pools and cybersecurity incident notices.
    • Access EasyFile (Annual Reports) to file annual financial statements for each of the CPO's commodity pools.
    • Use the Electronic Disclosure Document Filing System to file a disclosure document with NFA for review.
    • Use the Exemptions System to electronically file with NFA all notices of exclusion or exemption from the Commodity Futures Trading Commission's (CFTC) Part 4 requirements and to complete annual affirmation of certain exemptions from CPO registration.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the Promotional Material Filing System to manage or submit promotional material to NFA for review.
    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership electronically. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • Access EasyFile (CTA Filers) to electronically file Form PR reports.
    • Access EasyFile Notice Filings to file cybersecurity incident notices.
    • Use the Electronic Disclosure Document Filing System to file a disclosure document with NFA for review.
    • Use the Exemptions System to electronically file with NFA all notices of exclusion or exemption from the Commodity Futures Trading Commission's (CFTC) Part 4 requirements and to complete annual affirmation of certain exemptions from CTA registration.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the Promotional Material Filing System to manage or submit promotional material to NFA for review.
    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership electronically. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • All IBs can use EasyFile to file cybersecurity incident notices. Additionally, non broker-dealer IBs can use EasyFile to file audited and unaudited 1-FR-IB financial statements and enter and transmit notice filings.
    • Independent IBs that are broker-dealers may access WinJammer to enter and transmit notice filings and other financial statements (FOCUS filings).
    • Use the Anti-Money Laundering (AML) Procedures System to develop an AML procedure.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the Promotional Material Filing System to manage or submit promotional material to NFA for review.
    • Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership electronically. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms and outstanding registration filings for firms and individuals.
    • Access the Annual Questionnaire, which must be completed annually as part of NFA's membership renewal process.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
    • Use EasyFile (RDSS) to electronically file documentation required to demonstrate compliance with Section 4s Implementing Regulations.
    • Access WinJammer to file risk exposure reports, notices of swap valuation disputes, Chief Compliance Officer Annual Reports and Business Continuity and Disaster Recovery Plan contact information.
    • Use EasyFile AP Statutory Disqualification Form Submission to electronically file criminal and regulatory statutory disqualification forms for its associated persons (AP).
    • Access EasyFile (Risk Data Filing) to file monthly risk data reports.
    • Access NFA's Regulatory Filing System to submit regulatory documentation.
    • Access the EasyFile Margin Model Submission System to submit a risk-based initial margin model (margin model), manage ongoing oversight of an approved margin model, or update a previously approved margin model.
    • Access EasyFile Notice Filings to file cybersecurity incident notices.
    • Use BASIC Case Entry (BASICDE) to maintain firm and individual records in NFA's BASIC system.
    • Designate an Executive Representative Contact, who has the Member's sole authority to sign nominating petitions, receive notices of Member meetings and proxy materials, complete proxy cards, and provide voting instructions and cast votes on behalf of the Member.
  • 两岸人才对接活动厦门举行 2019-06-16
  • 美醉酒女子把头塞进卡车排气筒被困 消防员解救 2019-06-16
  • 三代航天人做客人民网 共话中国航天创建60年 2019-06-07
  • 特朗普还不敢和朝鲜动兵,他知道中朝友好和平条约意味着什么。 2019-06-07
  • CDR发行与交易管理办法发布 证监会释疑五大热点问题 2019-06-06
  • 为什么蚊子总喜欢亲你?招蚊子体质大揭秘 2019-06-06
  • 中央环保督察回头看在河北 2019-06-04
  • 海淀区第二届“万步有约”职业人群健走激励大赛启动仪式举行 2019-06-04
  • 国家发改委官员:完成全年降电价目标很有信心 2019-06-03
  • 白云区图书馆:来,给爸比做张甜蜜立体感恩卡 2019-05-23
  • 世界献血日:为他人着想 捐献热血 分享生命 2019-05-18
  • 韩国足协主席昨称与中日朝商议联办2030年世界杯 2019-05-18
  • “拖稿”也自信 美女作家落落来渝聊新书 2019-05-17
  • 新疆深贫人口医保参保率达99.8% 2019-05-17
  • 千元价位你应该考虑这款手机 2019-05-16