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  • 朝鲜播长篇“金特会”纪录片,称金正恩为“杰出的世界领袖” 2019-08-11
  • 海口琼州海峡轮渡码头迎来第一个客流高峰 铁警建议错峰出行 2019-08-11
  • 拥有大智慧的中国古人就把“子”和“女”结合在一体,造出一个会意字“好”字。一直就用这个“好”的感觉结果去衡量其它任何生存环境中的万物万事所给人的感觉。 2019-08-08
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  • 大乐透质合走势图:Membership and Directories

    北京快乐8官方走势图 www.hl747.com All registered FCMs, RFEDs, IBs, SDs, MSPs, CPOs and those registered CTAs who direct client accounts or provide tailored investment advice must be NFA Members. CFTC registered APs of NFA Members must be NFA Associate Members.

    NFA Membership Totals

    As of July 31, 2019


    Total Membership* 3,521

    Membership by Category
    Commodity Trading Advisors 1,539
    Commodity Pool Operators 1,414
    Futures Commission Merchants 63
    Introducing Brokers 1,119
    Major Swap Participants 0
    Retail Foreign Exchange Dealers 3
    Swap Dealers 105
    Exchanges 6
    Associates 47,766

    *Total membership counts each NFA Member entity once. However, many NFA Members are registered in multiple categories. For example, a CPO may also be registered as a CTA and would be counted in each category. Therefore, totaling all categories will not equal the total membership count.

    NFA Directories and Registries

    For more information on NFA Members, access NFA's directories, which include, among other details, a firm's registration and membership status, NFA ID, and city, state, province (if applicable) and country. These directories are available as CSV files.

    Please note CFTC registration or NFA membership status does not reflect an endorsement of a firm. Investors and NFA Members are urged to do a thorough background check prior to engaging in a business relationship with a firm by visiting NFA's Background Affiliation Status Information Center (BASIC).

    Directory of CFTC Registrants and NFA Members

    Sub-Directories

    Commodity Pool Operator (CPO) Directory

    Commodity Trading Advisor (CTA) Directory

    CPO and CTA Directory

    Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory

    Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory

    • IB Directory also contains the guarantor firm's NFA ID and name.
    • Temporary licenses allow guaranteed IB applicants to conduct business in the registration capacity while NFA is conducting the required background checks.

    Swap Dealer (SD) Registry

    The SD Registry is available in three different formats.

    The directories and registry are updated by 5:00 a.m. CT each morning with the updated files reflecting the information as of the previous business day. The generated date listed in the XML file of the SD Registry is the date and time the report was created.

    Explanation of Registration Status

    • Pending status indicates the firm is an applicant for CFTC registration and/or NFA membership.
    • Registered status indicates the firm has completed all registration requirements to be designated as a full CFTC registrant.
    • Conditional registration indicates the firm's registration is contingent upon complying with specified conditions imposed in a registration action.
    • SD Registry only: Provisional registration is granted to swap applicants who have completed all registration filings and have filed documentation that demonstrates compliance, including the ability to comply, with the applicable Section 4s Implementing Regulations.
  • 黄金一代仍是主力 “金色太阳”能否再度登顶 2019-08-16
  • 女性之声——全国妇联 2019-08-12
  • 朝鲜播长篇“金特会”纪录片,称金正恩为“杰出的世界领袖” 2019-08-11
  • 海口琼州海峡轮渡码头迎来第一个客流高峰 铁警建议错峰出行 2019-08-11
  • 拥有大智慧的中国古人就把“子”和“女”结合在一体,造出一个会意字“好”字。一直就用这个“好”的感觉结果去衡量其它任何生存环境中的万物万事所给人的感觉。 2019-08-08
  • “改革开放40年山东教育成就展”启动 2019-08-06
  • 邱进:“上海精神”代表国际关系正确方向 2019-08-01
  • 央视某知名主持人辞职疑毕福剑 毕福剑到底去哪了? 2019-08-01
  • 花生米-热门标签-华商生活 2019-07-21
  • 2017年国家社科基金重大项目部分阶段性成果概要 2019-07-21
  • 池州扶贫干部借“朋友圈”帮贫困户卖竹篮 2019-07-15
  • 我国知识产权综合发展指数高速增长 2019-07-15
  • 2017香港国际诗歌之夜即将启幕 各语种诗人香江论诗 2019-07-11
  • 上海医疗机构携手日喀则人民医院造福藏地民众 2019-07-11
  • 世界杯—凯恩补时绝杀独中两元 英格兰2 2019-07-05
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